_________________________________________________________________ Title: History of Dogma - Volume VI Creator(s): Harnack, Adolf (1851-1930) CCEL Subjects: All; History; Theology LC Call no: BT21.H33 V.6 LC Subjects: Doctrinal theology Doctrine and dogma _________________________________________________________________ HISTORY OF DOGMA BY DR. ADOLPH HARNACK ORDINARY PROF. OF CHURCH HISTORY IN THE UNIVERSITY, AND FELLOW OF THE ROYAL ACADEMY OF SCIENCE, BERLIN TRANSLATED FROM THE THIRD GERMAN EDITION BY NEIL BUCHANAN VOLUME VI _________________________________________________________________ _________________________________________________________________ TRANSLATOR’S NOTE. As at several places in this volume Latin quotations are largely introduced, so as to form portions of the text, these have in many cases been simply reproduced in English. Where the meaning is less obvious, and the reader might desire to be made acquainted with the original, the Latin has been inserted within brackets. CONTENTS. PART II. DEVELOPMENT OF ECCLESIASTICAL DOGMA. BOOK II., Continued. Expansion and Remodelling of Dogma into a Doctrine of Sin, Grace, and Means of Grace on the basis of the Church. Page CHAPTER I [1] . — History of Dogma in the Period of Clugny, Anselm, and Bernard 1-83 Introduction 1 1. Fresh rise of piety 3-15 Clugny. Renunciation of the world and rule over it. Monastic training of the clergy 3 The Crusades and their consequences for piety 8 The piety of St. Bernard 10 Objectionable elements in his Mysticism 12 2. Development of Ecclesiastical Law 16-23 Development of the papacy into an autocracy. The Papal Decretals 16 The new ecclesiastical law more definitely framed. Union of law and Dogma 19 Jurisprudence as a dominant force 21 3. Revival of science 23-44 Essence of Scholasticism 23 Scholasticism and Mysticism 25 Preparation in history for mediæval science. Its relation to Greek science. The inherited capital 28 The Carlovingian Era 30 The period of transition 30 The Eleventh Century. The prevailing influence of Realism. The question of the Universals. The Dialecticians 32 “Aristotelianism” 36 The negative and positive significance of the science of Abelard 37 Disciples and opponents of Abelard. Reconciliation of Dogma with Aristotle 42 4. Elaboration of Dogma 45-83 Introduction 45 a. The Berengarian Controversy 46 Doctrine of Transubstantiation as framed after the Controversy 51 The importance of the Fourth Lateran Council for the doctrines of the Eucharist, Baptism, and Repentance 53 b. Anselm’s doctrine of Satisfaction 54 Criticism of this doctrine 67 Its limited measure of influence 78 Doctrine of the Merit of Christ. Abelard’s doctrine of Reconciliation 79 Peter Lombard 81 CHAPTER II.--History of Dogma in the Period of the Mendicant Monks, till the beginning of the Sixteenth Century 84-317 Introduction 84 1. On the history of piety 85-117 St. Francis, the Apostolic life, the Franciscan piety (the Waldensians, and the “Poor” of Lombardy) 85 St. Francis and the Church 91 The doctrine of poverty, the different tendencies, the Fraticelli and the Spirituales 94 Conservative influence of the religious awakening upon Dogma 96 Mysticism and the Mendicant Orders 97 Mysticism as Catholic piety 97 Description of Mysticism, Pantheism, the rise of Individualism 101 Thomist and Scotist Mysticism 105 Quickened activity in practical life 108 The awakening of the laity, free associations, and preachers of repentance 110 The stages in the development of piety 111 Piety in the fourteenth and fifteenth centuries; its opposition to the Church 113 Piety, Dogma (unassailed), and the Church; glance forward to the Reformation 116 Gothic architecture as the style of building corresponding with mediæval piety 117 2. On the history of Ecclesiastical Law. The doctrine of the Church 118-149 The supremacy of the papal system; jurisprudence as a commanding influence 118 The leading thoughts in the papal system with regard to the Church 119 The doctrine of the Pope; the new forgeries; infallibility 121 The Concordats; national churches 126 The slight share of theology in fixing the hierarchical conception of the Church 127 The negotiations with the Greeks; Thomas’s conception of the Church 130 The opposition to the hierarchical and papal conception of the Church is to be traced to Augustinianism 132 The conception of the Church held by the opposing parties has a common root with the hierarchical, and differs only in its conclusions 134 Hence the ineffectiveness of its criticism 136 The opposition of the Waldensians, Apocalyptists, Franciscans, Imperialists, and Episcopalists 138 The conception of the Church held by Wyclif and Huss, and their opposition to the hierarchy 141 Criticism of this movement; Dogma, as strictly understood, remains unassailed 146 Positive significance of the Wyclifite and hierarchical conceptions of the Church 147 3. 3. On the history of ecclesiastical science 149-173 The causes of the revival of science at the beginning of the thirteenth century (Arabs, Jews) 150 The victory of Aristotle and of the Mendicant Orders. “Qualified” Realism 151 Scholasticism at its zenith, its nature, and relation to the Church and to reason 153 The science of St. Thomas 157 The “Summa” of St. Thomas 157 Transition to Duns Scotus 160 New stress laid upon reason and authority, Nominalism 161 Probabilism, Casuistry, and fides implicita 162 Elimination of Augustinianism 166 Augustinian reaction in the fourteenth and fifteenth centuries. Bradwardine, Wyclif, Huss, Wesel, Wessel 169 Decline of Nominalism, the re-discovered Plato, the Renaissance 170 4. The Moulding of Dogma in Scholasticism 174-317 The pre-suppositions of the thirteenth century Scholasticism 174 The finis theologiæ (the idea of salvation) and its main elements 174 The old articuli fidei and the doctrine of transubstantiation 176 The threefold task which Scholasticism carried out with regard to Dogma; strained relation with piety 176 a. Revision of the traditional articuli fidei 178 (1) The doctrine of God 178 (2) The doctrine of the Trinity 182 (3) The doctrines of creation, preservation, and government 184 (4) The doctrine of the person of Christ (of the Holy Ghost) 187 The doctrine of the work of Christ (satisfaction and merit) 190 The doctrine of Thomas 191 Of Duns Scotus 196 Disintegration and reaction 198 b. The Scholastic doctrine of the Sacraments 200 Significance and principle 200 Number of the Sacraments 201 Definition (Hugo and the Lombard) 204 Their nature, relation of grace to Sacrament 206 Questions in detail 209 The Thomist doctrine of the Sacraments 201 (The Sacraments in their operation, their character 210 Definition, materia, forma, etc. 212 Necessity 213 Effect 214 Cause) 217 The administrator of the Sacrament (minister sacramenti) 217 Conditions of saving reception, disposition 220 Attritio 225 Peculiarities of the Scotist doctrine of the Sacraments 226 The Sacraments singly. Baptism 227 Confirmation 230 The Eucharist 232 Sacrament of Penance 243 (Sorrow 248 Confession 251 Absolution 255 Satisfaction 257 Indulgence 259 Opposition to indulgences; Wyclif, Huss, Wesel, Wessel) 267 Extreme unction 269 Ordination to the priesthood 270 Sacrament of Marriage 272 Transition to the doctrine of grace 275 c. Revision of Augustinianism in the direction of the doctrine of merit 275 The Lombard on grace, freedom, and merit 276 Thomas. Elements of principle in the Scholastic doctrine of grace, the conception of God, grace as participation in the divine nature, merit 279 Thomas’s doctrine of grace (lumen superadditum naturæ, gratia operans et cooperans, præveniens et subsequens), essence of grace, disposition for grace, its effects, forgiveness of sins, love, merits de condigno et de congruo 281 Historic estimate of the Thomist doctrine of grace, connection with Augustine (doctrine of predestination) and Aristotle 295 Thomas on the primitive state, original righteousness (justitia originalis), the Fall, Sin 297 Evangelical counsels (consilia evangelica) 298 The Thomist doctrine of sin and grace faces in two directions 300 The later Scotistic Scholasticism: its doctrines of sin and grace 301 Its doctrines of justification and merit (Bradwardine’s reaction) 308 Supplement: The doctrines of the immaculate conception of Mary, and of her co-operation in the work of redemption 312 _________________________________________________________________ [1] The two chapters which make up this volume answer to Chapters VII. and VIII. of Part II., Book II., in the Original German Edition. _________________________________________________________________ _________________________________________________________________ CHAPTER I. HISTORY OF DOGMA IN THE PERIOD OF CLUGNY, ANSELM, AND BERNARD, TILL THE CLOSE OF THE TWELFTH CENTURY. A tenaciously maintained tradition relates that in the closing years of the tenth century the Christians of the West looked forward with fear and trembling to the destruction of the world in the year 1000, and that a kind of reformation, expressing itself in the keenest activity in all branches of religion, was the consequence of this expectation. This representation has long since been proved a legend; [2] but there lies at the basis of it, as is the case with so many legends, an accurate historic observation. From the end of the tenth century [3] we really discern the beginnings of a powerful rise of religious and ecclesiastical life. This revival grew in strength, suffering from no reaction of any consequence, till the beginning of the thirteenth century. During this period it released, and took command of all the forces of mediæval manhood. All institutions of the past, and all the new elements of culture that had been added were subjected to its influence, and even the most hostile powers were ultimately made to yield it service and support. In the thirteenth century the supremacy of the Church and the system of the mediæval view of the world appear in perfected form. [4] This perfecting is the conclusion, not only of Mediæval Church history, but also of that historical development of Christianity, the beginnings of which lie as far back as the history of the primitive Church. Certainly, if Christianity is regarded only as doctrine, the Middle Ages appear almost as a supplement to the history of the ancient Church; but if it is regarded as life, our judgment must be that it was only in the Western Church of the Middle Ages that the Christianity of the early Church came to its completion. In ancient times the Church was confronted with restrictions in the motives, standards, and ideas of ancient life. These restrictions it was never able to break through, and so it continued to be with the Church of the Eastern Empire: Monachism stood alongside the Church; the Church of the world was the old world itself with Christian manners. It was otherwise in the West. Here the Church was able to apply much more effectively its peculiar standards of monastic asceticism and domination of this world by the world beyond, [5] because it had not to subdue an ancient civilisation, but met with its restrictions simply in the most elementary forces of human life, in the desire to live, hunger, love and cupidity. It was thus able to propagate here through all circles, from the highest to the lowest, a view of the world which would inevitably have driven all into the cloisters, had not these elementary forces been stronger than even the fear of hell. It is not the task of the History of Dogma to show how the mediæval view of the world was fully constructed and applied from the end of the tenth (for here the beginnings lie) till the thirteenth century. Substantially not much that is new would be discovered, for it is still the old well-known body of thought; what is new is merely the application of the material to all provinces of life, the comprehensive control in the hands of the Pope, and the gradual progressive development in its prior stages of religious individualism. But before we describe the changes, partly really, and partly apparently slight, which dogma underwent down to the time of the Mendicant Orders, it is necessary to indicate in a few lines the conditions under which these changes came about. We must direct our attention to the fresh rise of piety, to the development of ecclesiastical law, and to the beginnings of mediæval science. _________________________________________________________________ 1. The Fresh Rise of Piety. The Monastery of Clugny, founded in the tenth century, became the centre of the great reform which the Church in the West passed through in the eleventh century. [6] Instituted by monks, it was at first supported against the secularised monachism, priesthood (Episcopate), [7] and papacy by pious and prudent princes and bishops, above all, by the Emperor, the representative of God on earth, until the great Hildebrand laid hold of it, and, as Cardinal and successor of Peter, set it in opposition to the princes, the secularised clergy, and the Emperor. What the West obtained in it was a monastic reform of the Church, that rested on the idea of a view of the world that made everything alike, and that consequently favoured the universal supremacy of Rome over the Church. What were the aims of this new movement which took hold of the entire Church in the second half of the eleventh century? In the first instance, and chiefly, the restoration in the monasteries themselves of the “old” discipline, of the true abnegation of the world, and piety; but then, also, first, the monastic training of the whole secular clergy, second, the supremacy of the monastically trained clergy over the lay world, over princes and nations; third, the reduction of national churches, with their pride and secularity, in favour of the uniform supremacy of Rome. [8] The attempt to control the life of the whole clergy by monastic rules had already begun in the Carlovingian period; but in part it had failed, in part the Chapters had only become thoroughly secularised. Now, however, it was undertaken anew and with greater efficiency. In the Cluniacensian reform Western monachism raised for the first time the decided claim to apply, and find recognition for, itself as the Christian order of life for all Christians of full age — the priests. This Western monachism could not withdraw from the. task of serving the Church and urging itself upon it, i.e., upon the clergy of the day, as Christianity. The Christian freedom which it strove for was for it, with all wavering, not only a freedom from the world, but the freedom of Christendom for unrestricted preparation for the life beyond, and for the service of God in this world. But no man can serve two masters. Herewith there was given also its relation to the laity, with the position of the latter. If the mature confessors of Christianity must be trained according to monastic rules, then the immature — and these are the laity — must leave an entirely free course to the former, and must at least pay respect to their majesty, that it may be possible to stand approved in the coming judgment. If Clugny and its great Popes required the strict observance of celibacy, the estrangement of the priests from secular life, and especially the extirpation of all “simony,” then this last demand of itself involved, under the then existing distribution of power and property, the subjection of the laity, inclusive of the civil power, to the Church. But what was the Church’s dominion over the world to mean, side by side with the renunciation of the world exacted of all priests? How does that power over the earth harmonise with exclusive concern for the soul’s salvation in the world beyond? How can the same man who exclaims to his brother who thinks of leaving him all the patrimonial property, “What an unjust division, — for thee, heaven, and for me, the earth,” and who then himself enters a monastery — how can this same man bring himself to contend from within the monastery for dominion over the world? Now in a certain sense this dominion is something substitutionary, so long as and because the true, universal Christianising has not been carried out. As long as all are not genuine Christians, the obstinate world and the half-developed Christendom must be governed and educated, for otherwise the gospel would be captured by the powers hostile to it, and would not be in the position to fulfil its mission. But the dominion is certainly not merely something substitutionary. Christianity is asceticism and the City of God. All earthly relations must be moulded by the transcendent and universal idea of God’s kingdom, and all national political forms of life must be brought under control in accordance therewith. But the kingdom of God has its existence on this side of things in the Church. The States, therefore, must become subject to the divine ends of the Church; they must merge themselves in the kingdom of righteousness and of the victorious Christ, which is a truly heavenly kingdom, because it has its source in heaven, and is ruled by Christ’s representative. Thus out of the programme of renunciation of the world and out of the supra-mundane world that was to permeate this world, out of the Augustinian idea of the city of God and out of the idea of the one Roman world-empire, an idea that had never disappeared, but that had reached its glorification in the papal supremacy, there developed itself the claim to world-dominion, though the ruin of many an individual monk might be involved in making it. With sullied consciences and broken courage many monks, whose only desire was to seek after God, yielded to the plans of the great monastic Popes, and became subservient to their aims. And those whom they summoned from the retirement of the cloisters were just those who wished to think least of the world. They knew very well that it was only the monk who fled from the world, and would be rid of it, that could give help in subduing the world. Abandonment of the world in the service of the world-ruling Church, dominion over the world in the service of renunciation of the world, — this was the problem, and the ideal of the Middle Ages! What an innocent simplicity, what a wealth of illusions, was involved in believing that this ideal could be realised, and in working for it! What a childlike reverence for the Church was necessary for developing that paradoxical flight from the world,” which at one and the same moment could join the fight and pray, utter cursing and blessing, exercise dominion and do penance! What a spirit of romance filled those souls, which at a single view could see in nature and all sensuous life an enchantment of the devil, and could behold in it at the same time, as illumined by the Church, the reflection of the world beyond What kind of men were they, who abandoned the world and gladsome life, and then took back from the hand of the Church the good things of earth, love-making, combat and victory, speculating and money-making, feasting, and the joys of sense! Of course, with a slight turn of the kaleidoscope, all these things were in ruins; there must be fasting and repentance; but again a slight turn, and everything was back again which the world could afford — but glorified with the light of the Church and of the world beyond. At the close of this period (about 1200) the Church was victorious. If ever ideals were carried out in the world and gained dominion over souls it happened then. “It was as if the world had cast aside its old garment and clothed itself in the white robe of the Church.” [9] Negation of the world and rule of the world by the Church appeared to men identical. That age bore in its culture “the pained look of world-renunciation on the one hand, and the look of strong character suggesting world-conquest on the other.” [10] But in the period we are reviewing the development, which had to cancel itself when it seemed to have come near its completion, was still in process. Much was still to be done in the way of excavating secularised Christendom from its rough surroundings. And the masses were really changed in temper and set on fire — set on fire to contend against the secularised clergy and against simonistic princes in the whole of Europe. A new enthusiasm of a religious kind stirred the nations of the West, especially the Romanic. The ardour of the Crusades was the direct fruit of the monastic papal reform movement of the eleventh century. In them most vividly the religious revival which had passed over the West revealed itself in its specific character. The supremacy of the Church must be given effect to on earth. It was the ideas of the world-ruling monk of Clugny that guided the Crusaders on their path. The Holy Land and Jerusalem were parts of heaven on earth. They must be conquered. The dreadful and affecting scenes at the taking of the sacred city illustrate the spirit of mediæval piety. Christianity is ascetism and the City of God — but the Church, which really fired souls for these ideas, lit also thereby the flame of religious individualism; it awakened the power which was ultimately strong enough to burst through the strict bonds of system and sever the chain. But it was long before things went so far as this. The Cluniacensian reform, if I see aright, produced as yet no religious individualism at all, in the sense of manifold expressions of piety. The enthusiastic religious spirit of the eleventh century was quite of the same kind in individual cases. Among the numerous founders of orders during this period, there still prevailed the greatest uniformity: spiritual need, flight from the world, contemplation — all of them are expressed in similar forms and by the same means. [11] An appeal must not be made to the Sectaries, already numerous in this century; they stood in scarcely any connection with the ecclesiastical revival, and had as yet no influence upon it. [12] Through the Crusades this became changed. The primitive Christian intuitions were restored. The sacred places stirred the imagination, and led it to the Christ of the Gospels. Piety was quickened by the most vivid view of the suffering and dying Redeemer; He must be followed through all the stages of His path of sorrow! Negative asceticism thus obtained a positive form, and a new and more certain aim. The notes of the Christ-Mysticism, which Augustine had struck only singly and with uncertainty, [13] became a ravishing melody. Beside the sacramental Christ the image of the historical took its place [14] — majesty in humility, innocence in penal suffering, life in death. That dialectic of piety without dialectic, that combined spectacle of suffering and of glory, that living picture of the true communicatio idiomatum (communication of attributes) developed itself, before which mankind stood worshipping, adoring with equal reverence the sublimity and the abasement. The sensuous and the spiritual, the earthly and the heavenly, shame and honour, renunciation and fulness of life were no longer tumultuously intermingled: they were united in serene majesty in the “Ecce homo.” And so this piety broke forth into the solemn hymn: “Salve caput cruentatum” (“O Lamb of God once wounded”). We cannot measure the effects which this newly-tempered piety produced, nor can we calculate the manifold types it assumed, and the multitude of images it drew within its range. We need only recall the picture — new, and certainly only derived from the cross — of the mother and child, the God in the cradle, omnipotence in weakness. Where this piety appears without dogmatic formule, without fancifulness, without subtlety, or studied calculation, it is the simple expression, now brought back again, of the Christian religion itself; for in reverence for the suffering Christ, and in the power which proceeds from His image, all the forces of religion are embraced. But even where it does not appear in its purity, where there is intermingled with it the trivial — down even to the heart-of-Jesus-worship [15] — the over-refined and studied, it can still be salutary and worthy of honour, more salutary and worthy of honour, at least, than the strivings of a purely negative asceticism governed by no living conception. Even, indeed, where it manifestly degenerates into paganism, there will still remain some remnant of that liberating message, that the divine is to be found in humility and in patient suffering, and that the innocent suffers that the guilty may have peace. In the period under review, this newly attuned piety, born of the Crusades, and nurtured on Augustine as now understood, was still in process of growth. But we have already alluded to the man who stood at the beginning, though he was himself no initiator, Saint Bernard. [16] Bernard is the religious genius of the twelfth century, and therefore also the leading spirit of the age. Above all, in him the Augustinian contemplation was revived. Too much is not asserted when it is said that he was Augustinus redivivus, that he moulded himself entirely on the pattern of the great African, [17] and that from him what lay at the foundation of his pious contemplations was derived. So far as Bernard furnishes a system of contemplation, and describes the development of love, [18] on to its fourth and highest stage, at which man, rising above self-love, is wholly absorbed in the love of God, and experiences that momentary ecstasy in which he becomes one with God — so far Bernard has simply experienced anew what Augustine experienced before him. Even his language indeed is to a very large extent dependent on the language of the Confessions. [19] But Bernard has also learned his relation to Jesus Christ from the great leader. Like the latter [20] he writes: “Dry is all food of the soul if it is not sprinkled with the oil of Christ. When thou writest, promise me nothing, unless I read Jesus in it. When thou conversest with me on religious themes, promise me nothing if I hear not Jesus’ voice. Jesus — honey to the taste, melody to the ear, gladness to the soul.” [21] But here Bernard has taken a step beyond Augustine. “Reverence for what is beneath us” dawned upon him, as it had never dawned upon any Christian of the older world (not even upon Augustine); for these earlier Christians, while revering asceticism as the means of escape from the body, still, as men of the ancient world, were unable to see in suffering and shame, in the cross and death, the form of the divine. The study of the Song of Songs (under the direction of Ambrose), and the spirit enkindled by the Crusades, led him before the image of the crucified Saviour as the bridegoom of the soul. In this picture he became absorbed. From the features of the suffering Christ there shone forth upon him truth and love. In a literal sense He hangs on His lips and gazes on His limbs: “My beloved, saith the Spouse, is white and ruddy: in this we see both the white light of truth and the ruddy glow of love” (in hoc nobis et candet veritas et rubet caritas), says Gilbert in the spirit of Bernard. [22] The basis for this Christ-contemplation — the wounds of Christ as the clearest token of His love — was laid by Ambrose and Augustine (Christ, mediator as man), and the image of the soul’s bridegroom goes back to Origen and Valentinus (cf. also Ignatius); but Bernard was the first to give to the pious spirit its historic Christian intuitions; he united the Neoplatonic self-discipline for rising to God with contemplation of the suffering and dying Redeemer, and released the subjectivity of the Christ-Mysticism and the Christ-Lyricism. [23] But in spite of all quickening of the imagination, and in spite of his most ardent devotion to the person of Christ, even Bernard was obliged to pay the heavy tribute that is exacted of every mystic, — the mood of abandonment after the blessed feeling of union, and the exchange of the historic Christ for the dissolving picture of the ideal. With him the latter is specially remarkable. It might have been expected that for one who became so absorbed in the picture of the suffering Christ, it would have been impossible to repeat the direction given by Origen and Augustine, that we must rise from the word of scripture, and from the Incarnate Word, to the “Spirit.” And yet this final and most questionable direction of mysticism, which nullifies historical Christianity and leads on to pantheism, was most distinctly repeated by Bernard. No doubt what he has written in ep. 106, on the uselessness of the study of Scripture, as compared with practical devotion to Christ, [24] may still be interpreted in the light of the thought, that Christianity must be experienced, not known. But there is no ambiguity in the ex-positions in the twentieth sermon on the Song of Songs. Here the love to Christ that is stirred by what Christ did or offered in the flesh is described as still to some extent fleshly. It is no doubt a valuable circumstance that Bernard does not regard the distress and anguish awakened by the picture of the man Jesus as the highest thing, that he rather sees in it a portion of the fleshly love. But he then goes on to say, that in true spiritual love we must rise altogether from the picture of the historic Christ to the Christ kata pneuma (after the spirit), and for this he appeals to John VI. and 2 Cor. V. 16. All the mysticism of after times retained this feature. It learned from Bernard the Christ-contemplation; [25] but, at the same time, it adopted the pantheistic tendency of the Neoplatonists and Augustine. [26] In the second half of the twelfth century the new piety was already a powerful force in the Church. [27] The subjectivity of pious feeling was unfettered in the monasteries. [28] But as the same man who, in the seclusion of his monastery, spoke a new language of adoration, preached flight from the world, and called to the Pope that he sat in Peter’s chair to serve and not to rule — as this man at the same time continued fettered by all the hierarchical prejudices of his age, and himself guided the policy of the world-ruling Church, even the pious in the Church in the twelfth century had not yet felt the contrast between Church and Christianity. The attachment of monachism to the Church was still of a naive kind; the contradiction between the actual form of the world-ruling Church and the gospel which it preached was felt, indeed, but always suppressed again. [29] That great mendicant monk had not yet come on the scene whose appearing was to work the crisis in the fluctuating struggle between renunciation of the world and lordship over it. But already the Church was beset all around by the wrathful curses of the “heretics,” who saw in the Church’s powerful exercise of her dominion and in the alienation of her gifts of grace the features of the ancient Babylon. _________________________________________________________________ [6] The following partly corresponds with my Lecture on Monachism (3rd ed. 1886, p. 43 ff.). Two sources appear in the tenth century from which the religious awakening proceeded, the Monastery of Clugny, and the Saxon dynasty. We cannot attach too much importance to the influence of Matilda (cf. in general the Essay by Lamprecht, Das deutsche Geistesleben unter den Ottonen in the deutsche Zeitschrift f. Geschichtswissensch. Vol. VII., part 1, p. i. ff.). It extended to Henry II., and even, indeed, to the third Henry; v. Nitzsch, Gesch. des deutschen Volkes I., p. 318 f. For the history of the world the ecclesiastical sympathies of the dynasty, and the spirit of ascetic piety that emanated from the saintly devotee in the Quedlinburg Convent were of as great importance as the reformed monachism of Clugny. The history of mediæval Germanic piety may be said to have begun with Matilda. Charlemagne is still in many respects a Christian of the type of Constantius and Theodosius. [7] From Hauck (K.-Gesch. Deutschlands III., p. 342 ff.) and the work of Sackur, Die Cluniacenser in ihrer Kirchl. und allgemeingesch. Wirksamkeit bis zur Mitte des 11. Jahrh. (2 vols., 1892-1894) we learn that the reform of Clugny had for centuries to contend with the same difficulties against the secularised Church and the secularised, but also more independent monachism (see also Hauck, “Zur Erklärung von Ekkeh. Cas. s. Galli “ c. 87 in the Festschrift f. Luthardt, p. 107 ff.) as had the old monachism formerly on its introduction about 400 into Gaul and Spain (and as had the Minorites at a later time). It is instructive to notice the attitude of the laity in connection with these three great reforms of the Church. Towards the first they were substantially indifferent, in the second they took a share from the outset (against the secularised clergy), the third (the Minorite) was simply carried out by them. [8] Sackur (II., p. 464 f.) characterises this French monastic reform thus: “The movement of Clugny did not start with announcing a programme: it was the product of a view of the world. It had no other aim than to oppose the coarse materialism of those days by reviving those institutions that admitted of an existence in sympathy with evangelical injunctions, even in the midst of a barbarised society. It was a formation of autonomous associations, such as usually arise in disorganised States under a weak central government, and serve to supplement by self-help the great social unions of, e.g., State and Church. From this there resulted the design of influencing from these institutions those around, and winning them for religion. The restored monasteries increased in number, the task became always greater; but it became in no way different. The winning of souls was, and continued to be, the real end. Connections became extended; we have seen how ready the princes were to support the efforts of the monks. Very soon every family of mark had its family monastery. . . . Monachism found its way to the courts . . . by means of a conspicuous social activity monachism gained hold of the masses. . . . Not a few bishops, especially in the South, were carried away by the current, friends of the movement came to occupy the Episcopal Sees. What followed was a spiritual transformation (but no transformation of any consequence of a literary and scientific kind. See what Sackur has stated, II., p. 327 ff.), giving pain to those who had previously built their house out of the ruins of the Carlovingian order of society, giving annoyance especially to a part of the Episcopate. . . . With this the opposition also was given. The ascetic Romanic movement issuing from the South mastered in the end the French North, captured the new Capetian dynasty, and here found itself confronted with an Episcopate which defended itself, in some cases, with desperation, against the assaults of a monachism that set out from the idea of a view of the world that made all things alike, from the thought of the universal Romanism, and that had no understanding for the independent pride of national churches. . . . The strict organisation of the German Imperial Church, its close union with the monarchy, the morality of the clergy (of a higher character as compared with the West-Frankian Church), still kept back the movement (at first) from the borders of Germany. It was only the process of ecclesiastical and civil dissolution, which began tinder Henry IV., that opened the breaches through which the monastic Romanic spirit could penetrate into the organism of the German State.” — On Clugny and Rome, see Sackur II., p. 441 ff. [9] The Cluniacensian monk, Rudolph Glaber, Hist. lib. III., 4. [10] v. Eicken, l.c., p. 155 f. If the early Church had had this latter characteristic expressed in its piety, it would inevitably have developed into Islam, or rather would have been crushed by the Roman world-empire. But the Mediæval Church from its origin (period of the migration of the nations) had absorbed into itself the Roman world-empire as an idea and as a force, and stood face to face with uncivilised nations; hence its aggressive character, which, moreover, it only developed after Charlemagne had shown it how the vicarius Christi on earth must rule. Nicolas I. learned from Charles I., the Gregorian popes from Otto I., Henry II., and Henry III., how the rector ecclesiæ must administer his office. [11] See Neander, K.-Gesch. V., 1, pp. 449-564. [12] Their doctrines were imported from the East — from Bulgaria; that old remnants of sects survived in the West itself (Priscillians) is not impossible. But spontaneous developments also must be recognised, such as have arisen in all ages of the Church’s history, from reading Scripture and the Fathers, and from old reminiscences. In the twelfth century, heresy became an organised power, frightfully dangerous to the Church, in some regions — indeed, superior to it; see Reuter I., p. 153 f., and Döllinger’s work, Beiträge zur Sectengesch. des Mittelalters, 2 Thl., München 1890, in which the Paulicians, Bogomili, Apostolic Brethren and Catharists are described. [13] See Vol. V., p. 124 f. [14] Bernh., Sermo LXII. 7, in cant. cantic: “quid enim tam efficax ad curanda conscientise vulnera nec non ad purgandam mentis aciem quam Christi vulnerum sedula meditatio?” [15] This certainly is also very old, and that, too, in had forms; it is not otherwise with the limb-worship of Mary. In the Vitt. Fratrum of Gerard de Frachet (about 1260), published in the Monum. Ord. Fratr. Prædic. Hist. I. (Louvain, 1896) the following is related of a brother: “Consueverat venerari beatam virginem, cor ejus, quo in Christum credidit et ipsum amavit, uterum, quo eum portavit, ubera, quibus eum lactavit, manus ejus tornatiles, quibus ei servivit, et pectus ejus, in quo recubuit, virtutum omnium apothecam specialiter venerans, ad singula faciens frequenter singulas venias cum totidem Ave Maria, adaptando illi virtutes, quibus meruit fled mater dei,” etc. [16] See the Monograph by Neander, new edit. (edited by Deutsch, 1889); Hüffer, Der hl. Bernard von Clairvaux, vol. I., 1886. [17] This is true to a much greater extent than Neander has shown. [18] Caritas and humilitas are the fundamental conceptions in Bernard’s Ethics. [19] v. the Treatise De diligendo deo. [20] v. the numerous passages in the Confessions. [21] Jesus mel in ore, in aure melos, in corde jubilus. In cantic. cantic. XV. 6. [22] How the cross of Christ is for Bernard the sum and substance of all reflection and all wisdom, see Sermo XLIII.; on loftiness in abasement see XXVIII. and XLII.; de osculo pedis, manus et oris domini III.; de triplici profectu animæ, qui fit per osculum pedis, manus et oris domini IV.; de spiritu, qui est deus, et quomodo misericordia et judicium dicantur pedes domini VI.; de uberibus sponsi, i.e., Christi IX.; de duplice humilitate, una vid. quam parit veritas et altera quam inflammat caritas XLII., etc. etc. [23] See the Poems of Bernard and the 86 Sermons on the Song of Songs, which determined the character of the piety of the following generations. These sermons became the source of the Catholic Christ-mysticism. Ritschl, however, (Lesefrüchte aus dem hl. Bernhard, Stud. u. Krit. 1879, pp. 317-335) has noted (see Neander, 1.c. p. 116), that in these sermons true evangelical thoughts also find expression. “The cause of that I was constrained to see in this, that the preacher did not handle his doctrinal material in the historical order which dogmatic theology adheres to among both Catholics and Evangelicals — an order according to which the doctrines treated first are dealt with without regard to those that follow. We can see rather, without difficulty, that the preacher uses the points of doctrine as they present themselves in the practical circle of vision.” Ritschl points to the following passages (see also Wolff, Die Entw. d. einen christl. K. 1889, p. 165 ff.): Sermo LXIX. 3 (the gravity of original sin: the degree of injury is determined by regeneration); Sermo LXXII. 8 (significance of death: among the redeemed “propter quos omnia fiunt,” it must be regarded as an expression, not of God’s wrath, but of His mercy, as the act of redemption from the conflict between the law in the members and the sanctified will); Sermo XXII. 7-11 (righteousness by faith; it is not equivalent to power given for good works, but “unde vera justitia nisi de Christi misericordia? . . .soli justi qui de ejus misericordia veniam peccatorum consecuti sunt . . .quia non modo justus sed et beatus, cui non imputabit deus peccatum”); Sermo XX. 2; XI. 3; VI. 3 (redemptive work of Christ: the work of love [“non in omni mundi fabrica tantum fatigationis auctor assumpsit”], of which the modus is the exinanitio of God, its fruit nostri de illo repletio, and which is divine, because Christ here kept in view the way of acting which is God’s way, who makes His sun to rise on the evil and the good. The communicatio idiomatum is not understood here in the Greek sense, but is exhibited in the motives of Christ; VI. 3: “dum in carne et per carnem facit opera, non carnis sed dei . . .manifeste ipsum se esse judicat, per quem eadem et ante fiebant, quando fiebant. In carne, inquam, et per carnem potenter et patienter operatus mira, locutus salubria, passus indigna evidentur ostendit, quia ipse sit, qui potenter sed invisibiliter sæcula condidisset, sapienter regeret, benigne protegeret. Denique dum evangelizat ingratis, signa præbet infidelibus, pro suis crucifixoribus orat, nonne liquido ipsum se esse declarat, qui cum patre suo quotidie oriri facit solem super bonos et malos, pluit super justos et injustos?” ): Sermo XXI. 6, 7; LXXXV. 5 (the restored image of God in man); Sermo LXVIII. 4; LXXI. 11 (the founding of the Church as the aim of redemption); LXXVIII. 3 (Church and predestination); Sermo VIII. 2, XII. 11, XLVI. 4, LI. 5 (conception and marks of the historic Church, where the rigidly juristic view is quite absent: in XII. 11, it is said that no individual may declare himself the bride of Christ; the members of the Church only share in the honour which belongs to the Church as bride). Cf. also Ritschl, Gesch. des Pietismus I., p. 46 ff., and Rechtfert. u. Versöhn, I.2 p. 109 ff., where it is shown how for Bernard the thought of grace controls everything. [24] “Why dost thou seek in the Word for the Word that already stands before thine eyes as Incarnate? Iie that hath ears to hear, let him hear Him crying in the temple, If any man thirst, let him come unto me and drink. . . . O, if thou only once tastedst of the rich marrow of the grain with which the heavenly Jerusalem is satisfied, how willingly wouldst thou leave the Jewish scribes to gnaw at their bread-crusts. . . . Experto crede, aliquid amplius invenies in silvis, quam in libris. Ligna et lapides docebunt, quod a magistris audire non possis.” [25] Bernard was reverenced as an apostle and prophet “among all nations of Gaul and Germany.” The lament of Odo of Morimond (see Hüffer, l.c. p. 21 ff.) is very touching, and proves at the same time the incomparable influence of his personality. Since Augustine, no such man had been given to the Church. “Vivit Bernardus et nardus ejus dedit odorem suum etiam in morte.” “His life is hid with Christ in God,” with this the disciple comforted himself at the grave. “Verba ejus spiritus et vita erant.” The recollection of the days when Bernard wandered as a preacher of the cross through the districts of Germany long survived; for the Germans had never heard such a preacher. See the Historia miraculorum in itinere Germanico patratorum in Migne CLXXXV.; Hüffer, p. 70 ff. (who certainly is remarkably credulous). The correspondence of Bernard stands alone in the twelfth century as regards importance and extent. Almost 500 letters by himself are extant. [26] The “excedere et cum Christo esse” (S. LXXXV.) was understood even by Bernard as meaning, that the soul loses itself, and in the embraces of the bridegroom ceases to be a proper ego. But where the soul is merged in the Godhead, the Godhead becomes resolved into the All-One. [27] Follow Christ became the watchword; it broke through the restrictions which dogmatic had drawn, and turned to the Lord Himself. For all relations of life, the suffering, humble, and patient Saviour was presented as an example. What a quickening was the result! But from this point it was possible that a familiarity of feeling should develop itself, which conflicts with reverence for the Redeemer, and because the value of Christ was seen, in a one-sided way, in His example, other sides necessarily suffered neglect. With Bernard that was not yet the case; but already in him it is astonishing how the Greek dogmatic scheme of Christology had to give place in praxi to a scheme quite different. After he has shown in the 16th sermon that the rapid spread of Christianity was due simply to the preaching of the person of Jesus, that the image of Jesus had assuaged wrath, humbled pride, healed the wounds of envy, checked luxury, quenched lust, bridled avarice, and, in short, had driven out all the lower passions of men, he continues: Siquidem cum nomino Jesum, hominem mihi propono mitem et humilem corde, benignum, sobrium, castum, misericordem et omni denique honestate et sanctitate conspicuum eundemque ipsum deum omnipotentem, qui suo me et exemplo sanet et roboret adjutorio. Hæc omnia simul mihi sonant, cum insonuerit Jesus. Sumo itaque mihi exempla de homine et auxilium de potente.” Thus did one write, while in theory rejecting Adoptianism! This Bemardine Christology, of which the roots lie in Augustine, requires no two-nature doctrine; it excludes it. It is fully represented by the formula that Jesus is the sinless man, approved by suffering, to whom the divine grace by which He lives has lent such power that His image takes shape in other men, i.e., incites to counter love and imparts humility. Caritas and humilitas were practical Christianity, till St. Francis gave as much vividness of form to the latter in his demand for poverty as was to be exhibited by love in imitation of Christ in His course of suffering. All the ascetic treatises of the period speak of humility; see Petrus Comestor, Hist. evang. c. 133: “est debita humilitas subdere se majori propter deum, abundans (humilitas) subdere se pari, superabundans subdere se minori.” Note the distinction also, so important subsequently in the doctrine of the merit of Christ, between debita, abundans, and superabundans. [28] It counterbalanced the legal righteousness and “meritoriousness” that lay close at hand from other sides. Ritschl remarks very correctly (Rechtf. und Versöhn. I.2, p. 117): “It is an erroneous view that the Latin Catholicism of the Middle Ages was summed up in the cultivation of legal righteousness and meritoriousness.” It has as its correlate the mysticism that sacrifices the personal ego, to which at one time a theologico-acosmistic, at another time a christologico-lyrical character is given. But the simple trust in God, who reveals His grace in Christ, with the confession: “Sufficit mihi ad omnem justitiam solum habere propitium, cui soli peccavi” (Bernh. serm. in cant. xxiii. 15), was certainly not wanting in individual cases. Here and there, but above all in view of death, it triumphed, both over the calculations of legal righteousness and over the vagueness of mysticism. Flacius and Chemnitz were right in seeking and collecting testimonies for the evangelical doctrine of justification from the Middle Ages, and as Augustine in his day could justly assert that his doctrine of grace had its tradition in the prayers of the Church, so Chemnitz also was entitled to affirm that the cardinal evangelical doctrine could produce evidence for itself from earlier times, “Non in declamatoriis rhetoricationibus nec in otiosis disputationibus, sed in seriis exercitiis pænitentiæ et fidei, quando conscientia in tentationibus cum sua indignitate vel coram ipso judicio dei vel in agone mortis luctatur. Hoc enim solo modo rectissime intelligi potest doctrina de justificatione, sicut in scriptura traditur.” [29] The “eternal gospel” of Joachim of Fiore belongs to the close of our period, and for a time remained latent; see Reuter, l.c. II., p. 198 ff. _________________________________________________________________ 2. The Development of Ecclesiastical Law. [30] Let us notice at least in a few words the increased activity in ecclesiastical law in the period under review, which was not without its influence on the mode of conceiving of dogma, and on the history of dogma. First, it is a fact of importance that from the middle of the second half of the ninth century, Church law was framed more and more on a Pseudoisidorian basis. Second, the preponderating attention given to law in general, and the growing subjection of all ecclesiastical questions to legal conceptions are characteristics of the period. As to the first point, it is well known that the Popes always continued to take more to do with the administration of the dioceses, [31] that the old metropolitan constitution lost its importance, and that the old constitutional state of things in general — during the first half of our period — fell into decay and ceased to exist. The Episcopal power, it is true, strengthened itself in many places by assuming a civil character, and on the other hand, the Emperors, from Otto I. to Henry III. after having reformed the enfeebled papacy, brought it for a time into dependence on the imperial crown. But as they also deprived all laymen, who were not princes, of all share in the direction of ecclesiastical affairs, and as they suppressed the independence of the local ecclesiastical bodies (the congregations), in the interests of imperialism and of “piety,” only the Emperor (who called himself rector ecclesiæ and vicarius Christi), the Pope, and the bishops remained as independent powers. It was about the property of the bishops, and on the question as to who was the true ruler of the divine state and the vicar of Christ, that the great battle was really waged between the empire and the reformed papacy. In this struggle the latter, acting on the impulse given by Gregory VII., developed itself into the autocratic power in the Church, and accordingly after having freed itself in Rome from the last remnants of older constitutional conditions, framed its legislation by means of numerous decretals. At the “œcumenical” Lateran Synods of 1123 and 1139, the papacy left no doubt as to this new position which it meant to assert. [32] The Popes afterwards, till the time of Innocent III., defended and strengthened their autocratic position in the Church amid severe but victorious struggles. No doubt, they had to hear many an anxious word from their most faithful sons; but the rise of the papacy to despotic power in the Church, and thereby to dominion over the world, was promoted by the piety and by all the ideal forces of the period. Not in opposition to the spirit of the times — how would that have been possible? — but in union with it, the papacy ascended the throne of the world’s history in the eleventh and twelfth centuries. Its opponents, so far as they possessed religion, were its secret allies, or contended with doubtful consciences, or, at least, were unable to show that the benefits for which they fought (national churchism, etc.) were the highest and the holiest. Under such circumstances the papal decretals obtained an ever-increasing authority. [33] They took their place beside the old canons, [34] nay even beside the decrees of the œcumenical Councils. Yet, strictly speaking, the measure of their authority remained still quite uncertain, and prior to Innocent III. dogmatic questions were not treated in them, or treated only very seldom, while the Popes in general, in the period of 150 years from the Synod of Sutri till 1198, had their hands fully occupied with establishing the Roman autocratic and monastic Church order. [35] In developing itself as the supreme court of jurisdiction, the papacy could never have obtained in the Church, which assuredly is fellowship in faith and worship, monarchical rule as regards faith and morals, had not the amalgamation of dogma and law become perfect in this period. It was not the Popes who brought about this fusion; they merely turned to account a mode of view which prevailed everywhere, and from which scarcely an individual dissented. In what has been represented from the beginning of Book II. of our Second Part, it has been shown that the legal view of religion was an old inheritance of the Latin Church; religion is lex dei, lex Christi. In principle, it is true, this view had been radically corrected by Augustinianism; but Augustine himself allowed the legal schemes to remain in many important particulars. Then there followed the mission of the Western Church among the foreign nations, pagan and Arian. With these it came into contact, not merely as an institution for religious worship, but as the Roman Christian system of civilisation and law. Not simply as a system of faith did it wish and venture to assert itself; it could assert itself at all, rather, only by placing its entire equipment, and all its principles, some of which had an extremely profane origin, under the protection of the divine law. Thus the Germanic and Romanic nations came to regard all legal ordinances of the Church as ordinances of faith, and vice versâ. Boniface and Charlemagne then set themselves to secure that the two would harmonise. The “must” became identical in the three sentences: “He who will be saved must believe as follows”; “the Christian must pay tithes”; “adultery must be atoned for by this particular penalty.” How busily the framing, or the codification, of Church law was carried on from the time when Dionysius Exiguus made his collection till the time of Pseudoisidore, is shown by the numerous collections which were everywhere produced — even in Rome still — by the rich synodical life of the provincial Churches, and which were meant to guard the independence, the rights, and the distinctive life of the Church in the new world of Germanic manners. Everywhere (prior to the ninth century) dogma fell quite into the background; but just on that account the feeling became habitual, of regarding all deliverances of the Church as legal ordinances. The Cluniacensian-Gregorian reform of the eleventh century put an end to numerous traditional ordinances pertaining to constitution and law, and replaced them with new ones, in which the independence of the Church in relation to the State, and of Roman universalism in relation to the national Churches, found ever stronger expression. As the result of this, there developed itself in the eleventh century an imposing legislation, which was gathered up and completed in Gratian’s collection — though this collection was in so far out of date and behind the facts, as in it the legislation was not yet determined throughout by the thought of the concentration of ecclesiastical power in the hands of the Pope. [36] But besides their adoption of the Gregorian doctrines, this collection, and some older ones that preceded it, show quite a new turn of things, for they are the product of a study of law. Here also Gregory VII. was epoch-making. He was the great jurist in the papal chair, and from his time onward, the treatment of all functions of the Church in accordance with juristic science began to be the main problem. The study of law, carried on chiefly in Bologna, [37] exercised an immeasurable influence on the intellectual vision of the Church throughout its whole extent; the study of law, indeed, moulded thought in general. Hellenism also at that time exerted an incalculable influence in the way of fostering this study. The Romo-Grecian legislation came into the West, and although, at the first, it began by modifying what was still a “barbarian” form of secular legal life there, and by building up a sovereign State with its laws and officials, it yet gradually exercised also a furthering influence on the construction of the strict monarchical Church system; for what is legal for the Emperor is allowable for the Pope; or rather — he is in truth the Emperor. It cannot be doubted that here also Rome knew how to gather grapes of thorns and figs of thistles. The new rights of its adversary, the Emperor, it applied to itself. What had formerly developed itself under the force of circumstances — the Church as a legal institution — was now strengthened and built up by thought. [38] Juristic thought laid its arrest on everything. And yet even here need controlled the situation. For when the impulse to reflect is once awakened, what else can those at first become, who still live in a world of abstractions and are blind to nature and history, but jurists and dialecticians? Thus there settled down upon the whole Church, even upon its faith, the spirit of jurisprudence, now grown conscious of itself. Everything was laid hold of by it. It was a strong force in what is styled “Scholasticism”; it governed the most powerful Popes (Alexander III. as Magister Rolandus), and it began to bring within its sweep the form in which the traditional dogmas were presented. Certainly this was an easy matter for it; for in their practical conclusions these dogmas had already been made to serve quite as legal means in a legal process. What still remained was to submit to juristic exposition even the central tenets of faith themselves, and so to justify and defend them “scientifically.” Here too, indeed, the material was not entirely in a raw state; to some extent, rather, the foundation stones had received a juristic shaping from the Latin fathers of dogma themselves (cf. Tertullian); but there was still an immense task presenting itself, to the full accomplishment of which an approach even had never been made; it was to re-think the whole dogmatic tradition in the spirit of jurisprudence, to represent every-thing under the categories of judge (God), accused, advocate, legal measures, satisfactions, penalties, indulgences, to make out of dogmas as many distinctions as obtain in secular legal order between universally valid, relatively valid, probable, consuetudinary law, positive law, etc., and to convert dogmatics into a chamber of justice, out of which there was afterwards to develop the merchant’s hall and the den of thieves. But in the period we are considering, the Church was certainly the basis and sum of the highest ideals of the mediæval man, and the enormous contradiction on which one proceeded — had proceeded indeed, from the time of Augustine — of regarding the Church as at once the society of the faithful (societas fidelium), and as the hierarchically organised assemblage (coetus), of recognising the secular power in its divine right and yet suppressing its authority, was by many scarcely felt [39] . Only at the end of the epoch did the inner antagonism become apparent; but the hierarchy had then already become the Church. Just at that time, therefore, the claim of the hierarchy, and specially of the papacy, was proclaimed as dogma, and the struggle of the civil powers against the despotism of the Pope was declared to be as really rebellion against Christ as was the assertion of the sects that the true Church is the opposite of the hierarchy. This will have to be dealt with in the following chapter. _________________________________________________________________ [30] For the earliest period see Maassen, Gesch. der Quellen und Litt. des Kanonischen Rechts I. vol. (till Pseudoisidore) 1870. For the later period see v. Schulte, Gesch. der Quellen und Lit. des Kanonischen Rechts von Gratian bis auf Gregor IX., 1875. See the introductions to von Friedberg’s edition of the corp. jur. can. [31] Nicholas I., Leo IX., Alexander II., Alexander III. represent the stages prior to Innocent III. But Gregory VII. was the soul of the great movement in the eleventh century. [32] The numbering of the œcumenical Councils, which has now become a sententia communis among the curialist theologians, has been established on the authority of Bellarmin (see Döllinger and Reusch, Die Selbstbiographie des Cardinals Bellarmin, 1887, p. 226 ff. That previous to him Antonius Augustinus [ob. 1586] counted them in the same way, has been pointed out by Buschball: “Die Professiones fidei der Päpste,” separately printed from the Röm. Quartalschr. 10 Bd., 1896, p. 62). In the sixteenth century there still prevailed the greatest diversity in the enumeration: indeed the majority did not regard those Councils in which the Greek Church did not take part as œcumenical at all. There was likewise conflict of opinion as to whether the Councils of Bâsle, Florence (and Constance), were to be reckoned in. Antonius Augustinus and Bellarmin (in the Roman edition of the Concilia generalia of 1608 f.), included the Lateran Councils of 1123 and 1139 (and left out the Council of Bâsle). “The question, it is true, was of subordinate importance for Bellarmin, in as much as he places on the same level with the decrees of the General Councils those of the ‘Particular’ Councils held under the presidency of the Pope, or sanctioned by him; but having in view those who held, not that the Pope, but that the General Council was infallible, it was certainly necessary for him to discuss the question as to what Councils are to be regarded as general.” But in thus determining the question, he naturally allowed himself to be influenced by his strong curialistic standpoint, that is, he set aside the Council of Constance and Bâsle, and placed among the œcumenical Councils that of Florence, the fourth and fifth Lateran Councils, the first of Lyons, and that of Vienna, on the ground that these favoured the papacy. He thus arrived at the number of eighteen approved General Councils (eight from the first ten centuries, the Lateran Councils of 1123, 1139, 1179, 1215, those of Lyons in 1245 and 1274, that of Vienna in 1311, that of Florence, the fifth Lateran Council, and that of Trent). But here also, as everywhere in Catholic dogmatics, there are “half” authorities, and half genuine coin, in spite of the Holy Ghost who guides into all truth. That is to say, several Councils are “partly ratified, partly rejected,” those of Constance and Bâsle being among them, and the Council of Pisa in 1409 is “neither manifestly ratified nor manifestly rejected.” Since the year 1870, the question about the number of the Councils has completely lost all real interest for Catholics. But reactionary Protestantism has every reason to feel interested in it. Buschball (l.c. pp. 60, 74, 79), holds that in the Middle Ages a distinction in principle was not made between the view taken of the Councils of the first thousand years and that taken of those that were later. But he adduces no proof that prior to the Council of Constance the later Councils were placed quite on a level with the earlier, and even by what he adduces for the time subsequent uncertainty is suggested. How could the Mediæval Councils be regarded even before the Council of Trent as quite of equal standing with those of the first ten centuries, when, up to the time of this Council, the general opinion was certainly to the effect that dogma was contained in fundamental and final form in the twelve articles, and in the interpretation relating to them which they had received from the older Councils! The process of equalising was probably begun by the Councils of Florence and Basle, with their high degree of self-consciousnes. That Councils at all could be pointed to in the long period between the ninth and the fifteenth centuries, was necessarily of more importance than the taking account of what was decided at these Councils, of how they were constituted, and of the authority that guided them. We may very well venture to say therefore: in the fifteenth century the equalising had begun with some hesitation, the Council of Trent favoured it by its weight, and it then became established. [33] On the development of the primacy in the eleventh and twelfth centuries, see Döllinger, Janus, p. 107 ff. (Schwane, Dogmengesch. des Mittelalters, p. 530 ff.). How much stronger was the Gregorian party in the eleventh century than the Pseudoisidorian in the ninth, and how much more revolutionary and aware of his aim was Gregory VII. than Nicolas I.! “He was the first who, with full, clear consciousness, was determined to introduce a new condition of things into the Church by new means. He regarded himself not merely as the reformer of the Church, but as the divinely chosen founder of an order of things such as had never before existed.” His chief means were Synods held by the Pope (this was begun by Leo IX.) and new ecclesiastical law-books. The nephew of Pope Alexander II., Anselm of Lucca, became the founder of the new Gregorian Church law, this being effected by him partly by making apt use of that of Pseudoisidore, and partly by a new set of fictions (e.g., that the episcopacy everywhere originated from Peter) and forgeries. He was followed by Deusdedit, Bonizo, and Cardinal Gregorius. Deusdedit formulated the new principle, that contradictions in the traditional Church law must always be harmonised by letting, not the older, but the greater authority, that is, the dictum of the Pope cancel the opposite view. In this way the autocracy of the Popes was established. On the series of new fictions and falsifications of the old tradition, see Janus, p.:12 ff. Specially important is the way in which history was induced to furnish testimony in proof of the infallibility of the papal decretals, and in which even Augustine was pronounced an authority for this new doctrine (p. 119 ff. ). A sentence of his was so manipulated that it came to mean that the papal letters stood on a level with canonical Scripture. Since then the defenders of the infallibility of the Pope, to which Gregory VII. already made a distinct claim, and, indeed, treated it as concessum (p. 124 ff.), have always appealed to Augustine. Indeed, Gregory VII., following an earlier precedent, ciaimed for the Popes a complete personal holiness — for they have all that Peter had — and the Pope’s holiness, in addition to his infallibility, was so boldly taught by the Gregorians (imputation of the merit of Peter) that anything stronger in the way of claim became impossible. [34] Alexander II. wrote to King Philip of France, requesting him to rank the papal decrees along with the canons; see Jaffé, Regesta, 2 Edit., Nr. 4525. [35] The Lateran Synods of 1123, 1139, 1179, contain nothing whatever of a dogmatic character (excepting the twenty-seventh canon of the Council of 1179, which urges the extermination of the Cathari, but says nothing of their doctrine); see Mansi XXI., XXII., Hefele V.2, pp. 378 ff., 438 ff., 710 ff. [36] See v. Schulte, Lehrbuch des Kathol. und evang. Kirchenrechts 4 Aufl., p. 20. [37] See Denifle, Die Univ. des Mittelalters I. 1885. Kaufmann, Gesch. der deutschen Univers. I., p. 157 ff. [38] See v. Schulte, Gesch. der Quellen, etc., I., p. 92 ff.; II., p. 512 f. As Gregory VII. held still more strongly than any of his predecessors that the Church is the kingdom founded upon Peter, and that everything is to be traced back to the power given to it, the legal organism was placed in the foreground; see Kahl, Die Verschiedenheit Kathol. und Evang. Anschauung über das Verhältniss von Staat und Kirche (1886), p. 7 f.: “The character of the Catholic Church as a legal organism is already involved in the doctrine of its founding, and in the conception of it.” The fullest and most reliable historic proofs in Hinschius, Kath. Kirchenrecht. [39] In the valuable inquiry of Mirbt, Die Stellung Augustin’s in der Publicistik des gregorianischen Kirchenstreits (1888) — cf. the same author’s work “Die Publicistik im Zeitalter Gregor’s VII.,” 1894 — the significance of Augustine for the struggles in Church politics in the eleventh century has for the first time been methodically and thoroughly described. It amounted directly to less than one would have expected, and it is noteworthy that the Antigregorians can show a larger heritage of Augustinian thoughts than their opponents (see Theol. Lit. Ztg., 1889, Col. 599). _________________________________________________________________ 3. The Revival of Science. [40] Theologians and philosophers have vied with one another in endeavouring to find a specific definition of Scholasticism, and to differentiate what this term is meant to denote, from the theology and philosophy of the old (Greek) Church on the one hand, and from modern science on the other. These efforts have led to no accepted result; nor could they lead to any such, for Scholasticism is simply nothing but scientific thought. That this thought was governed by prejudices, [41] and that from these it in some respects did not free itself at all, and in some respects freed itself only slowly, is shared by the science of the Middle Ages with the science of every age. Neither dependence on authorities, nor the preponderance of the deductive method, was specially characteristic of Scholasticism; for science in fetters has existed in every period — our descendants will find that present-day science is in many respects not controlled merely by pure experience — and the dialectico-deductive method is the means that must be used by all science that has the courage to emphasise strongly the conviction of the unity of all that is. But it is not even correct to say that within mediæval science that method prevailed alone, or chiefly. The realism that was represented by Albert and Thomas, acting upon impulses received from Augustine, made excellent use of experience, and Scotism and Nominalism in particular are partly based on the empiric method, though as compared with the deductive, Duns may have found fault with this method as confused. What is of importance here is only this, that the observation of the external world was extremely imperfect, that, in a word, natural science, and the science of history did not exist, the reason being that men knew how to observe spirit, but not how to observe things of sense. [42] But least of all must Scholasticism be reproached with treating “artificial,” “fabricated” problems. On its premises they were not artificial, and if they were boldly wrought out, it was only a proof of scientific energy. The Scholasticism of the Middle Ages, then, was simply science, and it is merely perpetuating an unwarranted mistrust when it is thought that this part of the general history of science may be designated by a special name. [43] As if science in general had not its stages, as if the mediæval stage was distinguished from the rest by its unparalleled and culpable obscurity! On the contrary, it may rather be said that Scholasticism furnishes a unique and luminous example of the fact that thought finds its way even under the most adverse conditions, and that even the gravest prejudices that weigh it down are not heavy enough to quench its life. The science of the Middle Ages gives practical proof of eagerness in thinking, and exhibits an energy in subjecting all that is real and valuable to thought, to which we can find, perhaps, no parallel in any other age. [44] Hence it is useless to direct one’s ingenuity to answering the question as to what kind of science presents itself in Scholasticism; we have simply rather to inquire into the conditions under which scientific thought was placed at that time. Not equally useless, but vaguely treated, is the academic question, much discussed and marked by confusion and wearisomeness, with regard to the relation of Scholasticism to Mysticism. [45] If by Scholasticism there is understood (though this is arbitrary) “the hand-maid of hierarchism,” or, with sudden change of front, the “construction of systems without concern for the needs of the inner life,” or the “rationalistic craving for proof,” and if Mysticism is then placed alongside as the free pectoral theology, then the most beautiful contrasts can be drawn — Hagar and Sarah, Martha and Mary. But with little trouble Scholasticism and Mysticism can, on the other hand, be resolved into each other, and a daring dialectic performance can be carried on with these terms, which does honour to the acuteness of the author, but which has only the disadvantage that one is as wise after, as before, the definitions have been given. The thing to be dealt with here is simple. Scholasticism is science, applied to religion, and — at least, till the time when it underwent self-disintegration — science setting out from the axiom, that all things are to be understood from theology, that all things therefore must be traced back to theology. This axiom regularly presupposes that the thinker feels himself to be in entire dependence on God, that he seeks to know this dependence ever more deeply, and that he uses every means for the strengthening of his own religious life; for only in the measure in which he finds, and knows himself to be, under and in God, is he made capable of understanding all else, since, of course, to understand things means nothing else than to know their relation to the One and All, or to the Author (i.e., in both cases, to God). From this it follows at once that personal piety is the presupposition of science. But in so far as personal piety at that time was always thought of as contemplation of the relation of the ego to God accompanied by asceticism, [46] Mysticism is the presupposition of Scholasticism; in other words, mediæval science bases itself on piety, and on piety, too, which is itself contemplation, which lives therefore in an intellectual element. From this it follows, that this piety itself prompts to thought; for the strong impulse to become acquainted with the relation of one’s own ego to God necessarily leads to the determination of the relation of the creation, of which one knows himself to be a part, to God. Now, where this knowledge is so pursued that insight into the relation of the world to God is sought for solely or chiefly with the view of understanding the position of one’s own soul to God, and of inwardly growing through such understanding, we speak of Mystic theology. [47] But where this reflex aim of the process of knowledge does not present itself so distinctly, where, rather, the knowledge of the world in its relation to God acquires a more independent objective interest, [48] the term Scholastic theology is employed. From this it appears that we have not before us two magnitudes that run parallel, or that, forsooth, collide with each other, but that Mystic theology and Scholastic theology are one and the same phenomenon, which only present themselves in manifold gradations, according as the subjective or objective interest prevails. [49] The former interest was so little lacking even to the most distinguished Schoolmen that their whole theology can be unhesitatingly described as also Mystic theology — for Thomas, Mysticism is the starting-point and practical application of Scholasticism — and, on the other hand, there are theologians who are described as Mystics, but who, in the strength of their desire to know the world, and to understand in a systematic way the Church doctrine, are not a whit behind the so-called Schoolmen. But in saying this the further position is already stated, that a specific difference between the scientific means had likewise no existence. Here also it is simply a question of shade (nuance). The view of the God in whom, and from whom, all things must be understood, was given by the Church tradition. But in this view also subjective piety was trained. The formal shaping elements were likewise everywhere the same. Inasmuch as the scientific means were derived entirely from the same three sources, the authoritative dogma, inner experience, and the traditional philosophy, any differences that would be more than varieties cannot be made out (a greater or less passing into the background of logical formalism, a preference for inner observation over authoritative tradition [50] ). Yet it is said that great inner antagonisms entered into mediæval science. Anselm and his opponents are pointed to, Bernard and Abelard, the German theologians of the fourteenth century and the Churchmen who pronounced them heretics, and from the contrasted positions in these cases the formula is framed, that here Mysticism is in conflict with Scholasticism. Differences certainly there are here; but that stock controversial term throws a very uncertain light on them. Above all, the phenomena here gathered together can by no means be united in one group. But before we deal with them, it will be well to answer the main question stated above, under what conditions the scientific thought of the Middle Ages was placed, or, let us say, how it developed itself, and what were the concrete factors which determined it (in the way of advancing or retarding), and thereby gave it its peculiar stamp. From this inquiry the proper light will naturally be thrown upon these “antagonisms” which are erroneously represented when they are described as a struggle of two opposing principles. The Middle Ages received from the ancient Church not only the substantially completed dogma, but also — as a living force — the philosophy, or say, the theology which had been employed in the shaping of dogma, and together with this also a treasury of classical literature, which had little or no connection with the philosophy and the dogma, but which answered to an element in the antique view of life in Italy and Byzantium that had never quite disappeared. These three things constituted the legacy of the old world to the new. But they already contained in them all the contrasts that came to view in the inner life of the Middle Ages, when consciousness of that inheritance had been awakened. These “antagonisms” were as actively at work in the Greek Church from the days of Origen and Jerome as they afterwards were in the Mediæval Church. In this sense all scientific developments of the West in the Middle Ages were simply a continuation of what the Greek Church had already partly passed through, and was partly still continuing to pass through in feeble movements. The difference consisted only in this, that in the West everything gradually developed itself to a higher degree of energy; that the Church, as the visible commonwealth of God on earth, impressed its stamp on all secular life, taking even science into closer connection with itself, giving it a higher flight, and at the same time requiring it by its authority to adopt juristic thought; and finally in this, that from Greek science Augustinianism was absent. We have remarked above that along with the substantially completed dogma the Middle Ages received from antiquity the related philosophy or theology. But this very circumstance introduced strain: for while this theology was certainly “related,” yet as certainly also did it contain, as a living force, elements that were hostile to dogma, whether we think of Neoplatonism or Aristotelianism. It is well known that in the Greek Church, from the fifth and sixth centuries, both schools worked upon dogma, and that “heresies” to the right and left were the result (pantheism and tritheism, spiritualistic Mysticism and rationalistic Criticism), and that then, from the Justinian age, the Scholasticism evolved itself which found the via media between the Areopagite and John Philoponus. [51] In the theological science of John of Damascus there presents itself the reconciliation of dogma with Neoplatonism and Aristotelianism. [52] Here the former plays the principal part in the principles, the latter in the working out; for with the help of dialectic distinction one can remove all difficulties and contradictions that emerge. But the independent force of the Neoplatonic and Aristotelian philosophies was not broken by the harmonising. The books in which they were contained continued to be read, and thus in Byzantium the strain did not cease. Mystic theology was further cultivated, Aristotle was studied, and although the acts of aggression always grew feebler, both of them threatened the Church with its dogma, the Church that was meanwhile growing more powerless in the embraces of the State. There were the further circumstances that memories of the theologically unconcerned age of antiquity had never died out, that a certain worldly culture, indifferent to religion, and often indeed degenerating into barbarism, still survived, which was strong enough to hinder the Eastern Church from ever making even an approach to the carrying out of its ideals and aims in secular life and secular culture. From the days of the Alexandrian Theophilus monks and pious laymen might lament over the godlessness of the ancient literature and wish it in hell, but no one was able either to banish it, or to purify it, and bring it entirely into the service of ecclesiastical science. If we pass now to the Carlovingian period, i.e., to the first epoch of scientific advance in the West, we find exactly the same elements side by side, only with one important addition (Augustinianism). There is an eager endeavour to become acquainted with the traditional dogma and to think it out, and, as the Adoptian controversy shows, there is at the same time a surrender to entire dependence on the Greeks. In the writings of Boethius and Isidore there is possessed a source, rich enough for that period, from which the dialectic science of method may be learned. As the work of John Scotus shows, the Neoplatonic Mysticism had already become known to the West from the writings of Dionysius and Maximus; besides this, however, it was represented in a theistic setting, and with incomparable attractiveness, by Augustine. Finally, the ancient literature (poets and historians) was sought out, and through contact with Italy there arose the seductive pictures of a blithesome life that had never altogether vanished. But the forces which the West had at its command at that time were still too weak to admit of working independently with the capital that had been inherited. To become familiar with Augustine and Gregory I., to understand the christological speculations of the Greeks, and to master the simplest rules of logic and method — that was the real task of the period. What was attempted beyond this, Scotus excepted, was a feeble renaissance: indeed the union of the antique with the theological at the court of Charles the Great has something childish. This union therefore was soon dissolved again. Not for the first time under Louis the Pious, but as early as the last years of Charles I. himself, the ascetic thought of the ancient Church asserted its influence even in science. And so it continued to be afterwards; we can observe indeed, on till the thirteenth century, a steady increase of aversion to the antique, while, no doubt, some bold spirits sought more than before to learn from it. In theory secular studies were discarded. Ancient literature was regarded as a source of temptations. All science which did not place itself under theology, i.e., which did not refer everything to the knowledge of God, was held to be pernicious, nay, to be a seduction of the devil. But as what is characteristic, in all fields, of the mediæval view of the world consists in this, that it aims at uniting the ununitable, and requires that negation of the world shall be attained in the form of dominion over it, so we observe here also that what is rejected is again adopted. Ancient literature and philosophy were certainly employed as a formal means of culture, and with a view also to the refutation of pagans, Jews, and heretics, and to a fathoming of the divine mysteries. It was to some extent the same persons who rejected them in the end, who on their slow, toilsome journey to the summit made use of them. And where they were different persons, yet there was at bottom between the two an elective affinity; for all thinkers who came to be influential, though some of them may appear to us “illuminists” (Aufklärer) and others traditionalists, were dominated by the same fundamental thought of tracing back all things to God and understanding them from Him. And when in the end the Church released Aristotle and allowed full use to be made of him, that was not done by way of yielding to outward constraint, but because the Church theology was now strong enough to master this master, and because he could furnish it with the most effectual help against the dangers of a bold idealism which threatened dogma. Though the schools, the universities, might not be ecclesiastical institutions in the strict sense of the term, science was ecclesiastical, theological. There was no lay science. The thought of such science was for that age equivalent to paganism and nihilism. From the Carlovingian period a chain of scientific tradition and schools of learning extends into the eleventh century; [53] but a continuous increase of scientific activity cannot be ascertained, and even the greatest masters (Gerbert of Rheims) did not produce effects that were epoch-making. Not till the middle of the century was the advancement begun that was followed by no further declension, and the thread formed that was not again to break. The inner rise of the Church was unquestionably the determining cause of this upward movement of science, although we are surprised at meeting quite at the beginning with a trained skill in dialectic for which we had not been prepared, and which must have gone on developing in the dark ages (saculum obscurum) in spite of their darkness. But how could the inner revival of the Church have continued without results for science? The Church conceived itself at that time as spiritual power, as the power of the supersensuous life over the sensuous; the subject of science was the supersensuous; science, therefore, was challenged by this revival! But even the science which revels in the transcendental, and which readily attaches itself to revelations, cannot deny its character as science. Even where it is, and wishes to be, the handmaid of revelation, it will always embrace an element by which it offends the faith which desires rest; it will exhibit a freshness and joy which to devoutness appears as insolence; nay, even when it knows itself to be one with the Church in its starting-point and aims, it will never be able to deny a negative tendency, for it will always be justified in finding that the principles of the Church suffer deterioration in the concrete expressions of life, and are disfigured by superstition. In the dazzling light in which Reuter, the marvellous master of that literature, has presented the conflicts between young mediæval science and the men of the Church (Berengar and Lanfranc, Anselm and his opponents, Abelard and Bernard), the persons engaged appear like spectral caricatures. Because this scholar tries to find “negative illuminism” everywhere in the movements, things are deprived of their proportion, and the common ground on which the combatants stand almost entirely disappears. With wonder and astonishment we see one Herostratus after another cross the stage, surrounded by troops of like-minded disciples; the “primacy of infallible reason” is set up by them, after they have destroyed authority; the antitheses become as abrupt as cliffs, and frightful chasms open up. But the biographer of these heroes, so far as he does not charge them with hypocrisy, must himself regularly acknowledge in some stray turn of thought, that they stood in closest connection with their age and with their opponents, that their enormously magnified performances were of a much more modest kind, and that the great illuminists were obedient sons of the Church. In opposition to this representation we follow out the hints given above, in order to elucidate and understand these struggles. In the higher rise of science three things were involved: the penetrating more deeply into the Neoplatonic-Augustinian principles of all theology, the dialectic art of analysis, and, united with both, a certain knowledge of the ancient classics and of the Church Fathers. As regards those principles, it was the spirit of the so-called Platonic Realism that prevailed. By means of it, as it had been derived from Augustine and from dogma itself, and from a hundred little sources also, dogma — but the world, too, as well — came to be understood, and all things came to be known from and in God. Till the beginning of the twelfth century this Platonic Realism, with its spiritualistic sublimating tendency and its allegorical method, reigned pretty much unbroken. It reigned all the more securely, the less a conception of it had as yet been consciously formed (as a theory of knowledge). [54] It was peculiar to it that it set out from faith, and then made itself master of dogma in the way in which dogma had formerly arisen (“credo ut intelligam” — this position of Augustine was not merely reasserted by Anselm, but was willingly assented to by all Church thinkers of the period). But it was, further, peculiar to it that it took a flight beyond dogma. This had occurred in Greek Mysticism as well as with Augustine, and it repeated itself, without the danger being observed, from the eleventh century (and just, too, among the “most pious” philosophers). Here lay the first antagonism. As one got to understand dogma by the help of the same means by which it had arisen, that idea of the immanence of God, of all things existing in God, asserted itself, before which the historical, and dogma itself, threatened to vanish, i.e., were viewed as the final stage needing sublimation. So Origen thought, so also had Augustine felt, and had expressed it at the outskirts of his speculation, [55] so was it taught by the Greek Mystics. [56] From this point, as by a circuit, a complete rehabilitation of reason could take place. After getting its dismissal at the beginning — revelation decides and authority — reason was now the means for removing out of the way whatever hindered the thought of the absoluteness, the immutability and immanence of God. It neutralised miracle, in order to give expression to the strict uniformity of the operation of the All-One; it neutralised even the history of salvation, and history in general, or transformed it into the circulating course of the operative Being that is, was, and shall be; it neutralised, finally, the creature. The “illuminist” of the eleventh and twelfth centuries would still have to be found who did not play his “illuminist” part under the influence of this mysticism, who did not likewise take the “credo ut intelligam” as his starting-point. Though, like Berengar, he might compare the literally understood Jewish law with the laws of the Romans, Athenians, and Spartans in order to give the palm to the latter, though like Abelard, he might unite into one the history of salvation and general history in the “philosophy of religion on a historic basis” — this was still done on the understanding that there was to be absolute validity obtained for all that the Church offered of material content, by means of sublimating (allegory); it was done in the name of the conception of God and of the theology which prevailed also among the opponents, so far as they thought at all, and these latter started back before conclusions which Justin, Origen, and the great group of Greek and Latin Fathers had long before drawn. [57] So it was not that principle stood opposed to principle, but the amount of application was disputed [58] — unless we should have to regard as the real principle of mediæval ecclesiastical theology, lack of thought, or blind surrender. But that was not what the Church Fathers taught, nor was it what the Church itself wished when it again conceived of itself as spiritual power in the eleventh century. How slight really is the distinction between Berengar and Anselm as theologians! It often entirely disappears; for how far were those represented as wild destroyers from drawing the conclusions in their totality, and from repeating, say, the thoughts of Erigena! They were not innovators, but restorers; not a trace is to be found in them of negative illuminism. In the Greek Church Aristotelianism had made its appearance when dogma and speculation could no longer be reconciled, and it rendered the Church invaluable service as the Horos which kept the Sophia of the Mystics from plunging into the abyss of the primeval Father. But along with these services it had at the same time brought at first unpleasant gifts in addition. While it checked unrestrained idealism, and at the same time set to work to make paradoxical and burdensome formulæ tolerable by means of distinctions, it also subjected to revision formulæ that collapsed as soon as their basis of Platonic Realism was taken from them. This Aristotelianism, which was so necessary, but of which there had been such bad experiences, as it appeared in John Philoponus and other Greeks, not to speak of the old Antiochian School, was known also to those in the West, through Boethius, and from other sources (in a poor enough form, no doubt, more directly as logical method), and long before had concluded (in the case of Boethius himself, e.g.), an irregular marriage with the Neoplatonic doctrine of principles. To the spirit of the West, which had more of understanding than of reason, and, as juristic also, constantly strove after distinctions, this Aristotelianism was congenial. From it there developed “dialectic,” at first, too, as scientific art. And as this scientific art always encourages insolence and pride where it is held to be the sum of all wisdom, so was it at the beginning of the Middle Ages. The schooled “ dialecticians” of the eleventh century looked proudly down on the obscurantists who did not understand art, while these again became concerned about the traditional Church doctrine, although the operations of the youthful science only seldom touched the kernel of things, unless it was that one here and there ventured too far with his art in regard to dogmas that stood in the centre of vision (doctrines of the Trinity, of the two natures, of the Eucharist), and, anticipating the later Nominalism, or recalling unpleasant facts in the history of tradition, served up a questionable attempt at solving the trinitarian problem (tritheistic, Sabellian), or approached too near the old Adoptianism, or threw doubt on the current opinion about the external miracle in the Eucharist. In this way the first conflicts arose, which were lacking in real sharpness, however, because the dialectic itself stood in league with Platonic Realism, and at bottom did not know very often what it really wanted. At the same time it must not be denied, that wherever the understanding is brought in, it will assert its own rights and will overleap the limits of a purely formal activity. But it is shown, e.g., by the science of Anselm, how peacefully, under certain conditions, dogma, Platonic Realism, and dialectic harmonised. Yet in the twelfth century that came to be otherwise. In Abelard [59] both the critical tendency of Platonic Realism (cf. his view of history) and the critical tendency of dialectic grew stronger, without his abandoning, however, in the fundamental theses, his relation of dependence on the Church doctrine. Abelard was the boldest theologian of his time, because he understood how to derive the critical side from all elements of tradition, and was really persuaded of the defectiveness just of what was held valid. His opponents of his day thought that the dangers of his science arose quite essentially from his dialectic, and, accordingly, discredited this above everything else. In point of fact, boldness in submitting particulars to the treatment of the understanding was an outstanding feature in Abelard; the understanding, too, when once released, asserted its own rights, frequently overleapt the boundaries theoretically recognised, scorned authority, and proclaimed, with the support of a certain knowledge of ancient history, the eternal right of reasonable thought as the highest court of appeal. But that the most dangerous theses of the restless scholar sprang from Platonic (Augustinian) Realism, i.e., from the fundamental view that was adhered to by one’s self, was not observed. In principle Abelard certainly moderated this view by means of his critico-dialectic reflections. He was no more a representative of thorough-going Realism. He was rather the first to introduce into epistemology a kind of conceptualism, [60] to break through the strict doctrine of immanence, and, by beginning to restore independence to the creature, to begin also to emancipate the conception of God itself from pantheism. For Abelard, the dialectic art ceases to be mere art; it begins to become a material principle, and to correct the traditional (Neoplatonic-Augustinian) doctrines of the first and last things. The paradox in Abelard’s position consists in this, that on the one hand in contemplating history he drew certain conclusions from the Mystic doctrine of God (cf. Justin, Origen, but also Augustine himself) more confidently than his contemporaries, while, on the other hand, he allowed sober thought to have a material influence on the view taken of ground principles. His opponents saw in him only the negative theologian. This negative theologian really laid the foundation for the classical structure of mediæval conservative theology. [61] For the Church dogma could not be held by the thinking mind under the entire domination of the Mystic Neoplatonic theology. Although it was by this theology that it had been chiefly elaborated, yet the Church had always reserved to itself the supra-mundane God and the independence of the creature, and had formed a set of dogmas which Platonism could only sublimate, but could not justify as the final expression of the matter itself. The Church needed, therefore, the help of dialectics (of sober intelligence, and of juristic acuteness directed to the given formulæ ) and of a lowering of the lofty flight of speculation, and this help Aristotelianism alone could afford it, i.e., the Aristotelianism, which was then understood as such, and which was then exercising its influence, as the view of things according to which it is held — not that the phenomenal and creaturely are the form transitorily expressing the divine — but that the supernatural God, as Creator in the proper sense of the word, has created the creature and endowed it with independence. It needed the help of Aristotelianism to defend a set of dogmas in the form in which they were already established. [62] But still more was the “Aristotelianism” to do for it. Reason will never ultimately make a compact with authority, but the understanding will. Whoever has entered into the spirit of the All-One and embraces the doctrine of immanence, will feel himself to be as “God,” and will therefore reject all authority, of whatever kind it be. Whoever, on the other hand, feels his independence, side by side with other forms of independence, will become certain of his dependence also. He will no longer take part in the dialectic performance of exchanging his estimate of himself as the perfect nothing (as an individual) for an estimate of himself as the perfect being (as spirit); but while within certain limits, and perhaps with great tenacity, he will embrace a rational mode of view, he will, in that which lies beyond these limits, be ready to recognise authorities. Yet for the great inaugurator of Mediæval Scholasticism (for Anselm everything is still naive) — for Abelard, the elements were still vaguely intermingled. He set down already as force all that, in the time following, the period when Scholasticism flourished, was conceived of as mutually limiting potencies, or that then became differentiated as distinct tendencies. His contemporaries had as yet no presentiment, that an element in him which they specially censured would yet become the means of saving the Church doctrine. Orthodoxy and the Platonic Realism were still in closest union. The French Mystics declared the efforts of the “dialecticians” heretical; Aristotle was hated. When the great disciple of Abelard, Petrus Lombardus, published his Sentences, and in them fittingly placed the learning of his master at the service of the Church theology — as yet the Middle Ages had not possessed a compendium for the study of theology [63] — much would not have been required for even this book to be set aside on suspicion. No doubt, this work, because, from the patristic tradition being uncertain, it still frequently adds opinion to opinion, bears the stamp of a freedom which was afterwards lost. But the mere fact that it became the authoritative compendium of the thirteenth century is a proof that on the part of the Church free inquiry, dialectic investigation, and Aristotelian philosophy were now tolerated, not because inward freedom had increased, but because the faculty had grown for making friends with these forces, and because there began to be observed what the Aristotelian method and mode of thought could do for dogma. In the second half of the twelfth century the turn round of things was already preparing itself. The “pious” theologians (the Mystics), so far as they gave themselves up to the work of expounding and establishing dogma, were forced to see that by means of thoroughgoing Realism contemplation might be enriched, but the objective doctrine could not be defended. The coalition of naive faith on authority with a Mysticism that, in its ultimate ground, was not without danger, came to an end. Church faith, Mysticism, and Aristotelian science formed a close alliance. On the other hand, the dialecticians, in the degree in which they passed from the Aristotelian formalism to Aristotle’s doctrine of principles (perhaps the increasing knowledge of this philosophy contributed most to this), lost that audacity which had once given so much offence, and which, certainly, had often been only a sign of playing with empty forms. No doubt in connection with this many a fresh piece of knowledge came to be lost. [64] One who has much to carry gets more anxious, and moves more slowly, than one who marches under an easy burden. To this there came to be added, that from decade to decade the authority of the Church grew stronger. Though there was a growth also of opposition, which forced to anxious reflection (Mohammedans, Jews, heretics, knowledge of the ancient classics), [65] at the end of the twelfth century the Church outshone all else with its lustre. Its rights in respect of life and doctrine became the worthiest subject of investigation and exposition. Into this task blended the other, of referring all things to God and construing the knowledge of the world as theology. The theology of the ecclesiastical facts pressed itself on the theology of speculation. Under what other auspices could this great structure be erected than under those of that Aristotelian Realism, which was at bottom a dialectic between the Platonic Realism and Nominalism, and which was represented as capable of uniting immanence and transcendence, history and miracle, the immutability of God and mutability, Idealism and Realism, reason and authority? Thus it was only in the thirteenth century that there made its appearance the theology adequate to the Church and its dogma, and no longer viewed with suspicion, [66] after a new wave of piety (the Mendicant Orders) had imparted to it the highest measure of power of which the Catholic religion is at all capable. The fear of the Lord was also the beginning of this new wisdom. In form and contents, in its systematic method, and in the exhaustive fulness of its material, it is related to the theology of the twelfth century as, we might say, Origen was related to Clement of Alexandria. This is more than a comparison, for the course of events really repeated itself. Clement, the inaugurator, the bolder spirit, the less “enlightened,” who does not yet know that the full authority of the Catholic Church is against him; Origen, the man of system, more comprehensive, but at the same time more closely tied to the Church and its doctrine. The same relation obtained between the theologians of the twelfth and thirteenth centuries. (Compare, e.g., the “aggregating” character of the Sentences of Robert Pulleyn [Deutsch, p. 6 f.] with the Stromateis of Clement, and the great “Sums” of the thirteenth century with Origen’s De principiis.) In the following chapter we shall take up the thread here again. If we direct no further attention here to the Lombard, and especially to Hugo, the somewhat earlier, and, in respect of matter, the most influential theologian of the twelfth century (“a second Augustine”), the fact may serve as an excuse that the importance which the two obtained for the history of dogma appeared only at the great Lateran Council, and in the theologians of the thirteenth century. On Hugo’s Sentences see Denifle in the Archiv f. L-u. K.-Gesch. des Mittelalters III., p. 634 ff. _________________________________________________________________ [40] See the histories of philosophy by Ueberweg, Erdmann and Stöckl; Prantl, Gesch. der Logik Bd. II.-IV.; Bach, l.c., I. and II.; Reuter, Gesch. der Aufkl. I. and II.: Löwe, Der Kampf zwischen dem Nominalismus und Realismus, 1876; Nitzsch, Art. Scholastische Theologie in der R.-E., XIII.2, p. 650 ff., where in p. 674 ff., the literature is noted. Dilthey, Einl. in die Geisteswissensch. I. Denifle, 1.c.; Kaufmann, l.c., p. 1 ff.; Denifle in the Archiv f. Litt.-u. Kirchengesch. des Mittelalters, I. and II.; v. Eicken, l.c., p. 589 ff. [41] The fundamental prejudice, which, however, Scholasticism shared with the theology of antiquity, and unfortunately also of modern times, was that theology is cognition of the world, or that it has to verify and complete cognition of the world. If it is said to-day that it has to supplement it, seeing that it steps in where knowledge fails, modesty has extorted the expression, but the same thing is still meant. [42] Yet even this does not apply to the whole of Scholasticism. Especially in its later period, it pointed also to the book of nature. [43] Kaufmann remarks correctly, p. 5: “There still attaches to the term Scholasticism something of the hatred and contempt which the Humanists poured upon it.” This hostile spirit is, no doubt, intelligible, inasmuch as Scholasticism still threatens our present-day science. Yet in more recent years a complete change of judgment has appeared, which comes to the help of the Pope in his renewed recommendations of St. Thomas. Indeed, in the effort to be just, the once disparaged Scholasticism is beginning to be extravagantly belauded, as is shown by the pronouncement of a very celebrated jurist. With this praise the circumstance may also have some connection, that the Schoolmen are now being read again, and readers find to their surprise that they are not so irrational as had been believed. The strongest contribution to the glorification of Thomas has been furnished by Otto Willmann in the second volume of his “Gesch. des Idealismus” (1896). Here Idealism and Thomism (of the strictest type) are simply placed on a level. Nominalism is the corrupt tree, which can hear no good fruit, and is to be regarded, moreover, merely as an episode, as a nubicula; for since its rising, the sun of the Thomist Realism has been always in the heavens, and has given warmth to every century. The real enemy of Thomas and of Idealism is Kantianism, which has slowly prepared itself, that, on its assuming its perfect form, it may forthwith be assailed and overthrown by the true Idealism. Protestantism is viewed as the continuation of monistic Mysticism (!), because it (v. the strict determinism) does not take account of the causes secundh. So Thomism alone, sans phrase, is the saviour of the holy things of humanity! Augustinianism at the same time still finds recognition here, but yet it is still no completed system; it only represents the way to the right one. [44] We may say, indeed, with the poet about that age: “Everything now aims at fathoming man from within and from without; truth, where hast thou an escape from the wild chase?” [45] On Mysticism, see the works which Karl Müller has cited in his krit. Uebersicht (Zeitschr. f. K.-Gesch. VII., p. 102 ff.). Above all the numerous works of Denifle and Preger (Gesch. der deutschen Mystik I., II.) have to be consulted; as also Greith, Die deutsche Mystik im Predigerorden, 1861. For the earlier Mysticism, cf. the monographs on Anselm, Bernard, and the Victorinians. [46] Piety is, above all, not the hidden temper of feeling and will, from which spring love to one’s neighbour, humility and patience, but it is growing cognition, begotten of steadfast reflection on the relation of the soul to God. [47] How largely dependent on Scholasticism the later Mystic theology in particular was; or, more correctly, how identical the two were, has been shown especially by the works of Denifle (against Preger in the histor. polit. Blattern, 1875, p. 679 ff., and on Master Eckhart in the Archiv f. Litt.-u. K.-Gesch. des Mittelalters II. Bd.). [48] It is only a question of difference of degree; very correctly Karl Müller says (Zeitschr. f. K.-Gesch. VII., p. 118): “The character of mediæval piety always expresses itself, more or less, even in the theoretic discussions of Scholasticism, because among the representatives of the latter the entire half of the way of salvation is dominated throughout by the interests and points of view of Mysticism, this circumstance having a connection with their monastic training and education. As soon as these men come to deal in their theoretical discussions with the appropriation of salvation, they bring along with them the presuppositions of their practical Mysticism.” [49] Even in Nitzsch’s determination of the relationship (l.c., pp. 651 ff., 655) I cannot find a clearing up, while in Thomasius-Seeberg the distinct vision of the matter is completely obscured by a mass of details. Nitzsch first accentuates strongly the formalistic character of Scholasticism, then, with a view to understanding Mystic theology, points to its origin, the Pseudo-Dionysian doctrine, and now concludes: “It is obvious that this theology of the soul, of feeling, and of direct intuition is fundamentally distinct from the Scholastico-dialectic theology.” But the assertion that the Scholastic theology is formalistic is scarcely cum grano salis correct, as will appear more clearly below. How can one call a mode of thought formalistic which takes the greatest interest in relating everything to a living unity? And if the means employed cannot secure the proposed end (as we think), have we therefore a right to reproach these scholars with a merely formalistic interest in things? But, further, the Pseudo-Dionysian theology is as much the presupposition of Scholasticism as of Mysticism, and that which Nitzsch calls “theology of the soul, of feeling, and of direct intuition” plays in both the same part, as alpha and omega, while the Mystic theology certainly keeps manifestly to its point of departure throughout the whole alphabet, the Scholastic, on the other hand, apparently forsakes it, but in the end (doctrine of the way of salvation) always returns to it, thereby showing that it has never really lost sight of it. [50] Scholasticism shares with Mysticism the “finis,” and Mysticism uses essentially the same means as Scholasticism. [51] v. Vol. IV. p. 232 f. of this work. [52] Vol. IV. p. 264 f.; see also p. 331 ff. [53] Berengar was a disciple of Fulbert of Chartres (ob. 1028); the latter had studied under Gerhert. [54] Till far on in the twelfth century the scholars were not first philosophers and then theologians; they possessed as yet no philosophic system at all; their philosophy rather was quite essentially dialectic art; see Deutsch, Abælard, p. 96: “The relation of philosophy to theology in the initial period of Scholasticism was essentially different from what it was at its maturity. In the earlier period a proper philosophic system, a view of the world developed on different sides, had as yet no existence. Only logic was known with some completeness . . .but, as a distinct discipline, metaphysic did not yet exist for the philosophers of that period. What they had of it consisted in single propositions, partly Platonic, partly Aristotelian. . . . Only when the Aristotelian writings became known in the second half of the twelfth century did the West learn to know a real philosophic system.” [55] See Vol. V., p. 125 ff. [56] Hence even in the question about the universals, which was already dealt with at that time on the basis of passages from Porphyry and Boethius, the treatment was almost entirely realistic: general notions exist in and of themselves, or they exist in things as their real essence (though very different turns of thought were possible here in matters of detail; see Prantl, Gesch. der Logik, II., p. 118 ff.). Certainly there were already to be found also in this period representatives of Nominalism, according to which general notions are intellectus, or, say, only voces; indeed, it probably always existed side by side with Realism; but theology still treated it with indifference. When the Nominalist Roscellin, the teacher of Ahelard, applied the Nominalist view to the doctrine of the Trinity, he was resisted by Anselm (v. Deutsch, p. 100 f.). The latter had no doubt that those who held the universales substantiæ to be mere votes, must err from the Christian faith, and were heretics. But how did it stand with those who logically applied the substantiality of general notions? [57] The inquiry would be interesting and important that would lead us to determine whether, and through what channels, the older Pre-Jeromic Church literature influenced Scholasticism; e.g., are the agreements of Abelard with Justin and Origen accidental, or only indirect, or direct? That the Shepherd of Hermas and the Didache continued to have influence admits of proof. Contradictions within tradition, between the older and the later, and again between tradition (the sacred canons) and Scripture had already been discovered in the Gregorian period, and up to a certain point had been admitted (see Mirbt, Augustine, p. 3 f.); but Abelard was the first to emphasise the importance of these contradictions, while on the other hand, certainly, he began to have an inkling of what his contemporaries were far from thinking of, namely, that errors promote the progress of truth. [58] It surely does not require to be specially noted, that no teacher of importance in this period drew all the conclusions of Platonic Realism (as little as Augustine did). They lay only on the horizon of their view, and were touched on in passages here and there. Till Abelard taught him better, William of Champeaux, it is true, seems to have asserted the full immanence of the generic notion, conceived of substantially, in every individual, a view which must necessarily have led to the doctrine of the one latent substance, and of the negating of all that is individual as mere semblance or mere contingency. This doctrine certainly lay on the outskirts of the view then taken of the world, and made its appearance in Mysticism as the expression of pious contemplation, afterwards even as a theoretic conviction. On Abelard’s having the credit of discarding it see below. [59] See the excellent monograph of Deutsch upon him (1883), the best book we possess on the history of the theological science of that period, distinguished pre-eminently by calmness and caution of judgment, as compared with the overstrained biographies to the right and left. In the introduction, p. 11 f., it is denied on good grounds that there was a widely prevailing negative illuminism in this period. What widely prevailed was not negative but ecclesiastical, and what was negative (frivolity of course there has been in every age; “the frivolity and avarice of the jeunesse dorée that vaunted itself in the apostolic chair up to the middle of the eleventh century”: Sackur) or expressly heretical had no widespread influence (to what extent at the time of the establishment of Clugny practical and theoretical atheism, frivolous criticism of the Bible, etc., prevailed among the West-Frankian lay circles is shown by Sackur). That to Abelard there belongs a unique position in his time, Deutsch has grounds for asserting, but he is far from characterising him simply as an illuminist. If it were necessary to describe him as such, then it would be peculiar to Catholic religion to be purely acquiescent faith — but at that time at least it certainly had not yet made that claim; then Justin, Origen, and Augustine would be “creedless free-thinkers”; then Abelard himself would be a double-tongued hypocrite, for his wish was to be a Church theologian, believing in revelation, and yet at the same time one who could give account of his faith and was capable of showing it to be plain truth. That while this was his aim he became entangled in contradictions, that in undertaking to commend religion to the understanding he frequently had more regard to the judge than to the client, was certainly not peculiar to him as a theologian! For ascertaining the theology of Abelard the sentences of his disciple, Magister Roland Alexander III. (see the edition by Gietl, 1891, and Denifle in Archiv, Vol. I., pp. 434 ff. 603 ff.) may be consulted. [60] How his theory of knowledge is to be understood is a disputed point among scholars (v. Deutsch, p. 104 ff.). It is certain that he held a sceptical attitude towards Platonic Realism, that he rejected it indeed, without however passing over to Nominalism. [61] This seems paradoxical, and certainly other things come more prominently to view in Abelard at first: his genuine, unquenchable scientific ardour, his sense for the natural (sound human understanding), his ambitious striving, not devoid of vanity, his dialectic acuteness, his critical spirit, finally, the conviction animating him that the ratio has its own field of play, and that there are many questions on which it first, and it alone, must be heard (on his learning, which has often been over-rated, see Deutsch, p. 53 ff.). But on the other hand the following factors in his mode of teaching are to be noted, which obtained quite a positive importance for the time that followed (while we pass over what is an understood matter, viz., that even by him all knowledge was ultimately traced up to the revelation of God): (1) The man charged with “rationalism” has no great confidence in the capabilities of the human power of knowledge, and openly expressed this, in opposition to the self-assurance of the dialecticians and mystics; he did not possess it, but pointed to revelation, because he (2) did not regard thought and being as identical, but took up a critico-sceptical attitude towards the reigning Realism, such as was just required for the defence of the Church doctrine — as was taught by the time that followed. With this there is connected (3) that, while keeping very much on Augustine’s lines in the conception of God, he avoided those conclusions from his conception which led at one time to the assumption of a rigid, unchangeable divine working (a rigid order of nature), at another time to an unlimited arbitrariness on God’s part. This he effected by bringing in again (with Origen, partly against Augustine) very strongly though not at every point, the thought of the ethically determined character of the divine action, and of the limitation of the divine power by the notion of purpose (and so by what actually happens). With this he also drew a sharp distinction between God and the creature, and asserted the independence of the latter, corrected thereby the questionable Mystic conception of God, and prepared the way for the conception of God held by the great Schoolmen. His opponents, on the other hand, such as Hugo (and afterwards also the Lombard) adhered to that conception of God which afterwards proved more convenient in defending any kind of Church doctrine; but there is no question that Abelard was really the more positive. If he has nevertheless been classed with Spinoza, that only proves that there has been ignorance of the notion of God which elsewhere prevailed in his time among Church theologians, and that just that side in Abelard’s notion of God has been emphasised which was not peculiar to him, for he sought to unite the standpoints of immanence and transcendence, while his opponents assailed him from the standpoint of the “Spinozist” notion of God. (4) As with the doctrine of God so is it with all the other doctrines of the faith: here Abelard always set out from Augustine (see Deutsch’s account), keeps essentially to his formulations, but, with more courage and confidence than the great master, fettered by his Neoplatonism, strives to free theology and the objects of faith from the embraces of a Mysticism which is ultimately philosophy of nature. The ethical interest, the assurance that what answers to the moral law is also the holy and good before and for God, dominates Abelard (hence also his special interest in moral philosophy), and so far as this interest corrected the Mystical scheme of Christian doctrine in the thirteenth century, Abelard must be thought of as the pioneer. But if in this sense it may be said that Abelard laid the foundation for the great structures of Scholasticism in the thirteenth century — not only because he was the teacher of the Lombard, nor only because he was the acutest thinker of the period, but because he was the first to attempt that amalgamation of the immanence and transcendence doctrines, and taught that lower estimation of the principles of knowledge, which became the presuppositions of ecclesiastical systems — yet it cannot be denied that the following age did not attach itself directly to him. What he found independently the following age learned from Aristotle, who became more and more known to it from the second half of the twelfth century; it learned it only indirectly, or not at all, from Abelard. But that cannot diminish his fame. He was the first to show how all Church doctrines can and must be so treated that the principles of morality (the moral law) shall have as much justice done to them in the system as the fundamental thoughts of theological speculation on nature. That he did not solve this problem no one will make the ground of a reproach, for it is insoluble. But that it must be set down as the task of all ecclesiastical science — so long as this science at all declares that its ideal is that of knowing the world — is quite obvious. The contemporaries of Abelard were not willing to learn enough from him, and that, as a rule, determines the amount of influence that belongs to a teacher. They felt repelled (1) by the still novel form of the science in general; (2) by many propositions of Abelard, which were afterwards found to be tolerable — indeed to be the only correct ones; (3) by many individual negative, or critical judgments, both in regard to history and the validity of opinion prevailing at the time, and in regard to particular ecclesiastical doctrines, of which his defensive presentation was felt to be questionable (Sabellianism in the doctrine of the Trinity, yet see Augustine; strong inner variance in the Christology, which thus approached Nestorianism, yet see likewise Augustine). (4) It must not be denied that Abelard himself injured the influence of his doctrines by many contradictions and by the immaturity of his systematising. But how much could have been learned from him; compare only his admirable dis